ELLSWORTH ADVISORS, LLC

RIASEC RegisteredEst. 2018

Total AUM

$1.4B

Discretionary

$1.4B

99% of AUM

Avg account

$674K

Accounts

2,088

Employees

Advisory reps

Firm details

Headquarters: HUDSON, Ohio
CRD number: 297464
Registered since: July 19, 2018
Website: www.ellsworthadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals56.47%
HNWI42.14%
Corporations / Businesses1.39%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ellsworth Advisors, LLC is an independent registered investment adviser that operates as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm combines discretionary portfolio management with financial planning and pension consulting services, and also offers selection-of-other-advisers capabilities. Insurance brokerage is an active part of the business, which complements fee-based investment advice. Ellsworth appears equity-preferenced in its public market activity and uses a mix of percentage-of-AUM and fixed-fee billing. As a manager the firm engages with third-party alternative managers and sponsors limited partnerships, indicating a willingness to co-invest and to act as sponsor or managing member in pooled vehicles. It is not an ESG-focused allocator based on its stated profile. The adviser has been SEC-registered since 2018 and positions itself to serve both individual/small-business portfolios and institutional mandates.