Ruggaard & Associates
Firm details
- Headquarters
- Hudson, Ohio
- CRD number
- 107489
- Registered since
- March 31, 1993
- Website
- ruggaard.net
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Individuals77.58%
- HNWI18.68%
- Corporations / Businesses2.63%
- Other0.57%
- Charitable Organizations0.55%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Ruggaard & Associates is an independent, SEC‑registered registered investment adviser organized as an LLC and operating since 1993. The firm focuses on individuals and families, offering financial planning and discretionary portfolio management for individuals and small businesses. Its compensation model is primarily a percentage of assets under management with the ability to charge performance‑based fees. The firm’s public disclosures indicate it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities17%
- Non-Exchange Traded Equities2%
Contacts
3 of 6
John May
Vice President, Financial AdvisorCRD 5603701
David Sleeter
Vice PresidentCRD 6196325
Janis Sleeter
Wealth AdvisorCRD 2546249
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 59Active vs passive
$280M in ETFs
48%
$134M
49%
$146M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $16.5M | 333,808 | 5.88% |
Location
Hudson, OH
Summit
Location
Hudson, OH
Headquartered in Hudson, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Summit
- Address
- 110 W Streetsboro St
- Time zone
- ET (UTC-5)
- Office locations
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