Elequin Securities LLC

Overview

Elequin Securities LLC is an SEC-registered limited liability company that first registered in 2021. FINTRX classifies the firm as unclassified and indicates ownership by a combination of a domestic entity and an individual. The snapshot flags the firm as not a capital allocator and does not list active ESG integration, pension consulting, or related-adviser activity. Publicly available FINTRX fields for client base, fee structure, business activities and advisory activities are blank, which limits what can be said about its client-facing advisory model. Although FINTRX does not record Elequin as a multi-state adviser, the firm is shown to maintain offices in multiple states (see Location & Offices). The combination of a sizeable 13F equity footprint and the absence of reported clients suggests the organization operates primarily in the capacity of an institutional trading or principal-investment entity rather than a traditional registered investment adviser with retail advisory AUM.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices