Elequin Execution Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
341221
Registered since
August 13, 2026

Firm profile

FINTRX

Overview

Elequin Execution Services, LLC is listed as a limited liability company with a domestic entity and individual ownership structure. FINTRX classifies the firm as unclassified and records minimal public detail about its business model: there are no disclosures for advisory activities, client segments, fee schedules, or specific business lines. The snapshot flags the firm as not a capital allocator and not an active ESG investor; it is also not identified as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Available records indicate limited reporting of operational or investment activity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Finlayson

    James Finlayson

    Chief Operating OfficerCRD 3096527

Contacts

3 of 4
  • Christopher Crotty

    Christopher Crotty

    Managing Director & PartnerCRD 2488082

  • Aditya Mothadaka

    TraderCRD 6205508

  • Peter Gutierrez

    Peter Gutierrez

    Portfolio ManagerCRD 2933355

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1333 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth