EASTSPRING US

RIASEC RegisteredEst. 2014
Total AUM
$49.7M
Discretionary
$23.8M
48% of AUM
Avg account
$24.9M
Accounts
2
Employees
7
Advisory reps
3

Firm details

Headquarters
CHICAGO, Illinois
CRD number
169439
Registered since
January 16, 2014
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Eastspring US is a corporate-structured investment adviser that has been SEC-registered since 2014. Ownership is listed as a mix of a foreign entity and an individual. The firm positions itself as an institutional adviser, providing portfolio management for pooled investment vehicles, portfolio management for businesses or institutions, and pension consulting services. It is not designated as an active ESG investor, is not a multi-state adviser, and is identified as a pension consultant. The firm's client base and fee structure are noted as institutional and “other,” respectively. Industry filings link Eastspring US to multiple financial-service roles — including registrations or affiliations consistent with an other investment adviser, commodity pool operator/commodity trading advisor (CPO/CTA), trust company, insurance company, pension consultant, and real estate broker — which describe the types of activities and counterparties it works with rather than retail wealth management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • DAVID MUCKLEY

    Chief Compliance OfficerCRD 6421093

  • SALMAN HAIDER

    Chief Distribution OfficerCRD 7891799

Contacts

1 of 1
  • CRAIG MAURI

    Registered RepresentativeCRD 2485761

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
24 E Washington St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth