East Wind Securities, LLC

Overview

East Wind Securities, LLC is organized as a limited liability company and is registered with the SEC (registration year 2009). FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The ownership is listed as a combination of a domestic entity and an individual. Available records provide limited detail about the firm's client-facing or advisory activities. The firm is not flagged as an active ESG investor, not a multi-state adviser, not a pension consultant, and it is not identified as a related adviser to another registered entity.

Assets & Accounts

Location & Offices