DWS Investment Management Americas, Inc.

RIASEC Registered

Total AUM

$200B

Discretionary

$196B

98% of AUM

Avg account

$363M

Accounts

550

Employees

452

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 104518
Registered since: November 1, 1940
Website: www.dws.com
Custodians: J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Insurance Companies43.44%
Investment Companies34.66%
Pooled Investment Vehicles7.58%
Corporations / Businesses6.75%
Sovereign Wealth Funds2.54%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

DWS Investment Management Americas, Inc. is an SEC-registered investment adviser (registered in 1940) that operates as a corporation with a focus that includes real estate fund activity alongside broad portfolio management services. Its client base spans high-net-worth individuals and families as well as institutional investors. The firm provides portfolio management for individuals/small businesses, investment companies, pooled investment vehicles, and other businesses or institutions, and it acts in a role that includes selection of other advisers. It also has business activity listed as a CPO/CTA. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. DWS identifies as an active ESG investor. The firm maintains a range of industry affiliations that extend beyond advisory work—its related activities include broker-dealer relationships, swap-dealer registration, futures commission merchant functions, banking or thrift institution links, trust company activity, and roles as sponsor or GP of pooled vehicles.