D. E. Shaw & Co, L.P.

RIASEC RegisteredEst. 1999
Total AUM
$213B
Discretionary
$213B
100% of AUM
Avg account
$9.3B
Accounts
23
Employees
998
Advisory reps
12

Firm details

Headquarters
New York, New York
CRD number
108679
Registered since
January 15, 1999
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

D. E. Shaw & Co, L.P. operates as a limited partnership that functions primarily as a hedge fund manager. The firm has been SEC-registered since 1999 and serves institutional clients. Its business activities include acting as a commodity pool operator/commodity trading advisor and providing portfolio management for pooled investment vehicles. Compensation arrangements include asset-based fees and performance-based fees. The firm is not positioned as a capital allocator or an ESG-focused investor in the source data. Industry relationships include roles as a broker-dealer, another investment adviser, an insurance company affiliate, and as sponsor/GP or managing member of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • David Shaw

    David Shaw

    FounderCRD 1557735

  • Maximilian Stone

    Managing DirectorCRD 2246217

  • Christopher Zaback

    DirectorCRD 4048333

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 361

Active vs passive

$14.8B in ETFs

Passive

99%

$14.7B

Active

1%

$163M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$10.5B14,028,23070.57%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
2 Manhattan W
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth