DWM Finance LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 137513
- Registered since
- September 18, 2006
- Website
- dwmarkets.com
Firm profile
FINTRXOverview
DWM Finance LLC is organized as a limited liability company and is recorded in the dataset with an owner type listed as both a domestic entity and an individual. The firm is categorized as "Unclassified" and the available records show no public disclosures about its advisory activities, client types, fee schedules, or business lines. The data also indicates the firm is not identified as an active ESG investor, not a multi-state adviser, not a capital allocator, and not a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Odeta Tolliver
Partner, CFOCRD 6006563
Patrick Harris
Chief Compliance OfficerCRD 5748909
Contacts
3 of 4
Peter Johnson
Co-Founder & Co-Managing PartnerCRD 4920382
William Walker
Vice PresidentCRD 5585806

Ashwin Mahabaleswara
DirectorCRD 6640009
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 100 First Stamford Pl
- Time zone
- ET (UTC-5)
- Office locations
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