DWM Finance LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
137513
Registered since
September 18, 2006

Firm profile

FINTRX

Overview

DWM Finance LLC is organized as a limited liability company and is recorded in the dataset with an owner type listed as both a domestic entity and an individual. The firm is categorized as "Unclassified" and the available records show no public disclosures about its advisory activities, client types, fee schedules, or business lines. The data also indicates the firm is not identified as an active ESG investor, not a multi-state adviser, not a capital allocator, and not a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Odeta Tolliver

    Odeta Tolliver

    Partner, CFOCRD 6006563

  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

3 of 4
  • Peter Johnson

    Peter Johnson

    Co-Founder & Co-Managing PartnerCRD 4920382

  • William Walker

    Vice PresidentCRD 5585806

  • Ashwin Mahabaleswara

    Ashwin Mahabaleswara

    DirectorCRD 6640009

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
100 First Stamford Pl
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth