Dougall & Associates Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Saint John, Indiana
CRD number
42324
Registered since
March 25, 1997

Firm profile

FINTRX

Overview

Dougall & Associates Inc. is an incorporated advisory firm that is SEC-registered (since 1997) and listed in FINTRX as owned by an individual. The data set provides limited detail on the firm’s business model: the firm is classified as "Unclassified," is not identified as a capital allocator, and is not flagged as an active ESG investor. FINTRX also indicates the firm is not a pension consultant, not a related adviser, and not newly formed. FINTRX does not supply descriptive material about the firm’s advisory services, investment approach, client segments, fee structure, or external affiliations. The available records therefore give only basic regulatory and structural attributes rather than a picture of investment philosophy or service offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Chad Bluett

    Chief Compliance OfficerCRD 5513492

Contacts

2 of 2
  • Howard Schlacks

    Equity TraderCRD 2395628

  • Jacqueline Sloan Nowak

    FinOpCRD 2717305

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint John, IN

Lake

Location

Saint John, IN

Headquartered in Saint John, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
8883 Winding Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth