Periculum Capital Markets, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Carmel, Indiana
CRD number
43362
Registered since
June 26, 1998

Firm profile

FINTRX

Overview

Periculum Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 1998 and is owned by a combination of a domestic entity and an individual. Available records indicate Periculum operates on the investment-banking side of the industry rather than as a money manager: it is not identified as a capital allocator and does not list advisory activities. The firm is not flagged as an active ESG investor, not a multistate adviser, and is not listed as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Christopher Caniff

    Christopher Caniff

    Senior Managing DirectorCRD 4618748

  • Zainab Bass

    Zainab Bass

    Managing DirectorCRD 5816396

  • Sean Frazer

    Sean Frazer

    Managing DirectorCRD 5875080

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Carmel, IN

Hamilton

Location

Carmel, IN

Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Hamilton
Address
4 Carter Grn
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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