Periculum Capital Markets, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Carmel, Indiana
CRD number
43362
Registered since
June 26, 1998

Firm profile

FINTRX

Overview

Periculum Capital Markets, LLC is organized as a limited liability company and has been registered with the SEC since 1998. The firm is classified as an investment bank rather than a traditional registered investment adviser or asset manager. Ownership is indicated as a combination of a domestic entity and an individual. Available records indicate Periculum does not operate as a capital allocator and is not positioned as an active ESG investor. It is not identified as a multi-state adviser, a pension consultant, a newly formed adviser, or a related adviser to another registered adviser. The firm did not provide detail on its client segments, fee structure, or specific business and advisory activities in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Christopher Caniff

    Christopher Caniff

    Senior Managing DirectorCRD 4618748

  • Zainab Bass

    Zainab Bass

    Managing DirectorCRD 5816396

  • Sean Frazer

    Sean Frazer

    Managing DirectorCRD 5875080

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Carmel, IN

Hamilton

Location

Carmel, IN

Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Hamilton
Address
4 Carter Grn
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth