CFD Investments, Inc.

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
176
Avg account
$0

Firm details

Headquarters
Kokomo, Indiana
CRD number
25427
Registered since
November 9, 1989

Firm profile

FINTRX

Overview

CFD Investments, Inc. is organized as a corporation and has been registered with the SEC since 1989. The public profile lists ownership involving a domestic entity and an individual; the firm's regulatory classification is not specified in the available record. The snapshot indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor, a pension consultant, or a related adviser. The firm has not disclosed core details about its advisory activities, fee schedule, client segments or investment focus in the source material. Those omissions limit what can be said about its service model or portfolio construction. The profile does explicitly mark it as not a multi-state adviser, a point to note alongside its stated office footprint.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Matthew Bahrenburg

    Matthew Bahrenburg

    General Counsel and Chief Compliance OfficerCRD 5295661

  • Steven Carpenter

    Steven Carpenter

    Co-Founder and CEOCRD 4380417

  • James Guyot

    James Guyot

    Founder and CEOCRD 4517834

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Contacts

3 of 168
  • Mark Magruder

    Mark Magruder

    Wealth PartnerCRD 5705376

  • Lisa Raderstorf

    Lisa Raderstorf

    Financial AdvisorCRD 5079681

  • Joanne Broadwater

    Joanne Broadwater

    Owner, Financial AdvisorCRD 5081273

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Kokomo, IN

Howard

Location

Kokomo, IN

Headquartered in Kokomo, IN, anchoring the Kokomo-Peru, IN metro in the Midwest.

Metro area
Kokomo-Peru, IN
Region
Midwest
County
Howard
Address
2704 S Goyer Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth