DMG Securities, Inc.

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Great Falls, Virginia
CRD number
15480
Registered since
August 13, 1984

Firm profile

FINTRX

Overview

DMG Securities, Inc. is listed as a corporation that registered with the SEC in 1984 and is owned by an individual. The available profile contains only basic regulatory and classification data: the firm is marked as “unclassified,” is not identified as a capital allocator, is not an active ESG investor, and is not a multi-state or pension-consulting adviser. Several typical firm details — including business and advisory activities, client types, and fee structure — are not provided in the source data. The limited disclosures in the record make it difficult to place the firm’s market positioning or service model with confidence. The combination of an SEC registration date from the mid-1980s and a lack of reported advisory details is consistent with an entity that either does not operate a traditional registered investment-advisory business or does not report advisory metrics in the dataset.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Guntle

    Chief Executive OfficerCRD 819137

Contacts

2 of 2
  • Kai Auyang

    Stock BrokerCRD 5405433

  • James Guntle

    President And PrincipalCRD 5884289

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Great Falls, VA

Fairfax

Location

Great Falls, VA

Headquartered in Great Falls, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
746 Walker Rd
Time zone
ET (UTC-5)
Office locations

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