DMG Securities, Inc.

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Great Falls, Virginia
CRD number
15480
Registered since
August 13, 1984

Firm profile

FINTRX

Overview

DMG Securities, Inc. is a corporate advisory entity that has been SEC-registered since 1984 and remains privately held by an individual owner. The firm's regulatory profile is minimal: it is categorized as "unclassified" in the available snapshot, and it does not identify itself as a capital allocator. It also does not list itself as a multi-state adviser or a newly formed firm. Public filings and the supplied record offer only a narrow set of disclosures. DMG Securities, Inc. indicates it is not an active ESG investor, does not operate as a pension consultant, and is not listed as a related adviser. The firm has not provided details about its client base, fee structure, advisory activities, investment approach, or product mix, which limits visibility into its asset coverage, portfolio construction, and use of alternative investments or family office services.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • James Guntle

    Chief Executive OfficerCRD 819137

Contacts

2 of 2
  • James Guntle

    President And PrincipalCRD 5884289

  • Kai Auyang

    Stock BrokerCRD 5405433

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Great Falls, VA

Fairfax

Location

Great Falls, VA

Headquartered in Great Falls, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
746 Walker Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth