DMG Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Great Falls, Virginia
CRD number
15480
Registered since
August 13, 1984

Firm profile

FINTRX

Overview

DMG Securities, Inc. is organized as a corporation under individual ownership. The firm’s public profile is sparse and is categorized as "Unclassified" in the available dataset, with few operational details disclosed. Flags in the profile indicate the firm does not act as a capital allocator, is not identified as an active ESG investor, is not designated as a multi-state adviser, is not listed as a pension consultant, and is not marked as a related adviser or a newly formed adviser. Those attributes suggest DMG Securities is a narrowly described entity in the available records rather than a broadly documented advisory platform. Because the profile omits descriptions of fee structures, client types, advisory activities, and business lines, there is limited visibility into whether the firm provides investment advisory services, brokerage, or other financial services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Guntle

    Chief Executive OfficerCRD 819137

Contacts

2 of 2
  • Kai Auyang

    Stock BrokerCRD 5405433

  • James Guntle

    President And PrincipalCRD 5884289

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Great Falls, VA

Fairfax

Location

Great Falls, VA

Headquartered in Great Falls, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
746 Walker Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth