Northwest Financial Group LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Herndon, Virginia
CRD number
145064
Registered since
March 19, 2008

Firm profile

FINTRX

Overview

Northwest Financial Group LLC is organized as a limited liability company and has been registered with the SEC since 2008. FINTRX classifies the firm as "unclassified." The ownership is listed as a combination of a domestic entity and an individual. The snapshot flags several regulatory and strategy attributes as negative: the firm is not identified as a capital allocator, does not report being an active ESG investor, is not listed as a multi-state adviser, is not newly formed, and is not described as a pension consultant or related adviser. The firm has not supplied descriptive details about its client segments, fee schedules, core business activities, or advisory services in the source record. FINTRX also notes no entries for activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Nicole Davis

    Nicole Davis

    Chief Compliance OfficerCRD 5282526

  • Kelly Demers

    Kelly Demers

    President and CEOCRD 6842521

  • Kevin Fisher

    Kevin Fisher

    President, CEOCRD 3052088

Contacts

3 of 17
  • Neetu Kohli

    Neetu Kohli

    Senior VP Business DevelopmentCRD 5266903

  • Barry Bass

    Barry Bass

    Financial AdvisorCRD 4503355

  • Jiashuo Qin

    Jiashuo Qin

    Financial ConsultantCRD 7146969

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Herndon, VA

Fairfax

Location

Herndon, VA

Headquartered in Herndon, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
200 Spring St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth