Dlcc Prime

Broker-DealerFINRA MemberEst. 2022
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
312753
Registered since
September 21, 2022

Firm profile

FINTRX

Overview

Dlcc Prime is organized as a limited liability company and appears on SEC records as having registered in 2022. Ownership is listed as a mix of a domestic entity and an individual. The firm is categorized as "unclassified" in the source dataset, and available disclosures do not describe its advisory business model, target client types, or fee arrangements. Registry flags and attributes in the source show that Dlcc Prime does not identify as a capital allocator, is not active on ESG mandates, and is not designated as a multi-state adviser. It also is not listed as a pension consultant or a related adviser. The firm has provided minimal public detail about its investment activities, affiliations, or the specific services it offers.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Robert Sherry

    Robert Sherry

    Chief Operating OfficerCRD 1418724

Contacts

3 of 3
  • John Creighton

    SalesCRD 1909492

  • Glen Garofalo

    Glen Garofalo

    PrincipalCRD 2208570

  • James Runnels

    James Runnels

    Registered RepresentativeCRD 2981178

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
111 Town Square Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth