Dlcc Prime

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
312753
Registered since
September 21, 2022

Firm profile

FINTRX

Overview

Dlcc Prime is organized as a limited liability company with ownership listed as a mix of a domestic entity and an individual. Publicly provided classification is "unclassified," and the firm has indicated it does not operate as a capital allocator or as an active ESG investor. Additional flags in the snapshot list it as not multistate, not a newly formed adviser, not a pension consultant, and not a related adviser. The firm has not supplied information about its advisory activities, client base, fee structure, or broader business activities. Because those core disclosures are absent, there is limited visibility into the firm's target clients, service model, or how it positions itself in the market.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Robert Sherry

    Robert Sherry

    Chief Operating OfficerCRD 1418724

  • James Runnels

    James Runnels

    Co-Founder and CEOCRD 2981178

Contacts

2 of 2
  • John Creighton

    SalesCRD 1909492

  • Glen Garofalo

    Glen Garofalo

    PrincipalCRD 2208570

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
111 Town Square Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth