DLCC PRIME

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
JERSEY CITY, New Jersey
CRD number
312753
Registered since
September 21, 2022

Firm profile

FINTRX

Overview

Dlcc Prime is organized as a limited liability company and is SEC-registered as an investment adviser since 2022. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory profile on FINTRX is classified as "Unclassified" and the record indicates it is not a capital allocator. Additional reported attributes include that Dlcc Prime is not an active ESG investor, not registered as a multi-state adviser, not identified as a newly formed adviser, and is not listed as a pension consultant or related adviser. The FINTRX entry provides only basic corporate and registration attributes and does not include detailed descriptions of advisory activities, client segments, fee arrangements, or investment mandates.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ROBERT SHERRY

    Chief Operating OfficerCRD 1418724

Contacts

3 of 3
  • JOHN CREIGHTON

    SalesCRD 1909492

  • GLEN GAROFALO

    Financial AdvisorCRD 2208570

  • JAMES RUNNELS

    Registered RepresentativeCRD 2981178

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

JERSEY CITY, NJ

HUDSON

Location

JERSEY CITY, NJ

Headquartered in JERSEY CITY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
HUDSON
Address
111 Town Square Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth