DIVERSIFIED, LLC

RIASEC RegisteredEst. 2024
Total AUM
$2.8B
Discretionary
$2.7B
98% of AUM
Avg account
$425K
Accounts
6,570
Employees
53
Advisory reps
28

Firm details

Headquarters
WILMINGTON, Delaware
CRD number
331709
Registered since
August 5, 2024
Custodians
SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI79.55%
  • Individuals15.76%
  • Pension & Profit Sharing Plans2.24%
  • Pooled Investment Vehicles1.73%
  • Corporations / Businesses0.72%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Diversified, LLC is an independent registered investment adviser that registered with the SEC in 2024 and serves both individual/family and institutional clients. The firm operates as a limited liability company and is identified as a capital allocator that also performs insurance brokerage. Its advisory services span financial planning, portfolio management for individuals, small businesses and pooled vehicles, pension consulting support, and selection of other advisers. Fee arrangements include percentage-of-AUM billing, fixed fees and other fee types. Diversified reports affiliations with an accounting firm and an insurance company and is not positioned as an active ESG investor. The firm received a Citywire accolade in 2023 labeled "50 Growers Across America." It also manages at least one private fund vehicle classified as Other and acts in roles beyond pure advisory—consistent with its mix of advisory and insurance activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 13%, Cash & Cash Equivalents 3%, State & Local Bonds 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents3%
  • State & Local Bonds2%
  • US Government Bonds1%

Owners & executives

3 of 5
  • ANTHONY LABARBERA

    Chief Operating OfficerCRD 3061077

  • MICHAEL HORWATH

    Chief Investment OfficerCRD 6015918

  • DAVID LEVY

    Chief Compliance OfficerCRD 5356917

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Contacts

3 of 23
  • Tyler Procacci

    Investment AnalystCRD 6831249

  • Anthony Barbosa

    Business Development SpecialistCRD 8188415

  • CLARK SCHWEITZER

    Senior Wealth AdvisorCRD 5813972

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 204

Active vs passive

$1.7B in ETFs

Passive

66%

$1.1B

Active

22%

$564M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$466M18,185,64428.01%

Location

Primary office

WILMINGTON, DE

NEW CASTLE

Location

WILMINGTON, DE

Headquartered in WILMINGTON, DE, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the South.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
South
County
NEW CASTLE
Address
3705 Concord Pike
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth