DUPONT CAPITAL MANAGEMENT

RIASEC RegisteredEst. 1993
Total AUM
$10.1B
Discretionary
$10.1B
100% of AUM
Avg account
$3.4B
Accounts
3
Employees
33
Advisory reps
10

Firm details

Headquarters
WILMINGTON, Delaware
CRD number
107145
Registered since
October 14, 1993
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pension & Profit Sharing Plans98.71%
  • Pooled Investment Vehicles1.29%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Dupont Capital Management operates as a private equity-focused manager that also runs pooled investment vehicles and serves institutional clients. The firm acts in sponsor and general partner capacities for pooled funds and performs portfolio management for those vehicles, as well as the selection of external advisers. Its regulatory footprint dates back to the early 1990s and the firm is registered with the SEC. Dupont emphasizes fixed-income allocations at scale while maintaining an active presence in private markets; it is not an active ESG investor. The firm’s structure includes CPO/CTA activity, which indicates the use of commodity pool or trading advisory capabilities within some vehicles. That operational setup supports derivative and futures trades inside pooled products when appropriate. Dupont presents itself as a manager that mixes traditional long-duration credit exposure with private equity and credit commitments, and it also uses third-party mutual funds as part of its implementation toolkit.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 36%, Private Funds 24%, US Government Bonds 16%, Exchange Traded Equities 13%, Cash & Cash Equivalents 7%, Non-Investment Grade Corp Bonds 3%, Sovereign Bonds 1%36%
  • Investment Grade Corp Bonds36%
  • Private Funds24%
  • US Government Bonds16%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents7%

Owners & executives

3 of 4
  • KRZYSZTOF KOWAL

    Managing Director, Chief Investment OfficerCRD 4811346

  • ROBIN SACHS

    Chief Operating OfficerCRD 4930644

  • VALERIE SILL

    President and CEOCRD 4788445

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Contacts

3 of 6
  • Robert Tuinstra

    ManagerCRD 7350748

  • Antonios Mistras

    Portfolio ManagerCRD 6933277

  • Eric Eppehimer

    Financial AnalystCRD 6799755

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 12

Active vs passive

$237M in ETFs

Passive

100%

$237M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI EMERGING MARKETS ETF (EEM)BlackRockPassiveDiversified Emerging Mkts$35.7M629,49915.08%

Location

Primary office

WILMINGTON, DE

NEW CASTLE

Location

WILMINGTON, DE

Headquartered in WILMINGTON, DE, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the South.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
South
County
NEW CASTLE
Address
1000 N West St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth