DIAZO, LLC

Overview

Diazo, LLC is an independent registered investment adviser that targets individuals and families with financial planning and discretionary portfolio management. Established as an LLC and registered with the SEC in 2023, the firm operates under an individual ownership structure and charges clients primarily by percentage of assets under management with some fixed-fee arrangements available. Investment activity centers on liquid public equities—both individual stocks and exchange-traded products—supplemented by mutual funds and annuity solutions. The firm is not positioned as an ESG investor and is not classified as a multi-state adviser on its filing. Diazo structures client relationships around discretionary management for small-business owners and individual households, using third-party managers for certain alternative strategies rather than operating as a direct capital allocator. The firm maintains an insurance-company affiliation, which aligns with its use of annuities and insurance-linked solutions in client programs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices