CAPSTONE CAPITAL WEALTH ADVISORS

RIASEC RegisteredEst. 2016
Total AUM
$408M
Discretionary
$408M
100% of AUM
Avg account
$741K
Accounts
551
Employees
4
Advisory reps
4

Firm details

Headquarters
HENDERSON, Nevada
CRD number
123764
Registered since
August 4, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI75.54%
  • Individuals12.01%
  • Banking / Thrift Institutions11.92%
  • Charitable Organizations0.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Capstone Capital Wealth Advisors is an independent RIA organized as an LLC and registered with the SEC in 2016. The firm serves individuals, families and some institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its fees are charged both as a percentage of AUM and as fixed fees. The firm does not identify as an active ESG investor and is not flagged as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, State & Local Bonds 21%, Cash & Cash Equivalents 6%, Exchange Traded Equities 4%, US Government Bonds 3%, Investment Grade Corp Bonds 2%64%
  • Public Funds/Mutual Funds64%
  • State & Local Bonds21%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities4%
  • US Government Bonds3%

Owners & executives

1 of 1
  • ADAM DAWSON

    CEOCRD 4302052

Contacts

3 of 3
  • Adam Cress

    Wealth AdvisorCRD 7123186

  • RONALD LEAVITT

    President and Co-FounderCRD 1440782

  • ADAM CORRIE

    Director of OperationsCRD 5609082

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$151M in ETFs

Passive

16%

$24.1M

Active

84%

$127M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$71.5M1,839,26147.20%

Location

Primary office

HENDERSON, NV

CLARK

Location

HENDERSON, NV

Headquartered in HENDERSON, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
2600 Paseo Verde Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth