Cassady Wealth & Retirement Planning L.L.C.

RIASEC Registered
Total AUM
$292M
Discretionary
$249M
85% of AUM
Avg account
$426K
Accounts
685
Employees
5
Advisory reps
5

Firm details

Headquarters
Henderson, Nevada
CRD number
309710
Registered since
March 25, 2024
Website
www.cassadywealth.com
Custodians
SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals60.09%
  • HNWI39.91%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cassady Wealth & Retirement Planning L.L.C. is an independent, individual-owned registered investment adviser that began SEC registration in 2024. The firm serves primarily individuals and families and combines financial planning with portfolio management for individuals and small businesses; its services also include pension consulting and selection of outside advisers. Fee arrangements include a percentage-of-AUM model alongside hourly billing. The firm identifies itself as a capital allocator and does not position itself as an ESG investor. Industry affiliations listed in filings include relationships with a broker-dealer and a law firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 9%, Exchange Traded Equities 5%, Investment Grade Corp Bonds 1%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents9%
  • Exchange Traded Equities5%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • Jasen Cassady

    Jasen Cassady

    Founder & CEOCRD 4942336

  • Jason Waugh

    Jason Waugh

    Chief Compliance Officer and Senior Financial AdvisorCRD 7215772

  • Sean Yao

    Sean Yao

    Chief Investment OfficerCRD 5002048

Contacts

2 of 2
  • Julie Malonzo

    Julie Malonzo

    Financial AdvisorCRD 7240120

  • Parker Schmidt

    Parker Schmidt

    Financial AdvisorCRD 7972932

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 105

Active vs passive

$239M in ETFs

Passive

50%

$119M

Active

46%

$120M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$14.2M141,5165.96%
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Location

Primary office

Henderson, NV

Clark

Location

Henderson, NV

Headquartered in Henderson, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
Clark
Address
2400 W Horizon Ridge Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth