D-MERC SERVICES

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
LAKEWOOD, Colorado
CRD number
292310
Registered since
April 23, 2019

Firm profile

FINTRX

Overview

D-Merc Services is an LLC that registered with the SEC in 2019. Ownership is reported as a mix of an individual and a domestic corporate entity. Public filings classify the firm as unclassified and indicate it is not a capital allocator. The adviser is not identified as an active ESG investor and is not registered as a multi-state adviser; it is also not described as a pension consultant or related adviser. Filings provide minimal detail on the firm’s client segments, advisory activities, or fee model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lori Sarian

    Managing Partner and Chief Compliance OfficerCRD 1870394

Contacts

1 of 1
  • JACQUELINE SLOAN NOWAK

    FinOpCRD 2717305

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LAKEWOOD, CO

JEFFERSON

Location

LAKEWOOD, CO

Headquartered in LAKEWOOD, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
JEFFERSON
Address
375 Balsam St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth