STONEPINE ADVISORS, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
ENGLEWOOD, Colorado
CRD number
154217
Registered since
February 15, 2011

Firm profile

FINTRX

Overview

Stonepine Advisors, LLC is organized as a limited liability company and has been SEC-registered since 2011. The firm is individually owned and appears in the data as “unclassified” by specialty. Its public filings indicate it is not a capital allocator and is not active on ESG mandates. Stonepine is not identified as a multi-state adviser and is not listed as a newly formed adviser. The dataset provides no granular descriptions of the firm’s fee schedules, client segments, investment preferences, or specific advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Alan Grau

    Co-Founder & CEOCRD 8053523

Contacts

3 of 4
  • DANIEL GOGGINS

    Managing PartnerCRD 1587391

  • JAMES REILLY

    FounderCRD 1229697

  • PETER STONE

    EmployeeCRD 2231110

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ENGLEWOOD, CO

ARAPAHOE

Location

ENGLEWOOD, CO

Headquartered in ENGLEWOOD, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
8310 S Valley Hwy
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth