Stonepine Advisors, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Englewood, Colorado
CRD number
154217
Registered since
February 15, 2011

Firm profile

FINTRX

Overview

Stonepine Advisors, LLC is organized as a limited liability company and has been SEC-registered since 2011. The firm is owned by an individual and is classified as "Unclassified" in the available records. It does not describe itself as a capital allocator and is not identified as an active ESG investor. Regulatory flags in the snapshot indicate the adviser is not multi-state, not newly formed, not a pension consultant, and is not listed as a related adviser to another firm. No details about client types, advisory services, fee structure, or business activities were provided.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Alan Grau

    Alan Grau

    Co-Founder & CEOCRD 8053523

Contacts

3 of 4
  • Daniel Goggins

    Daniel Goggins

    Managing PartnerCRD 1587391

  • James Reilly

    James Reilly

    Founder & Managing PartnerCRD 1229697

  • Peter Stone

    EmployeeCRD 2231110

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Englewood, CO

Arapahoe

Location

Englewood, CO

Headquartered in Englewood, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
8310 S Valley Hwy
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth