D & D Securities, Inc.
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 31470
- Registered since
- July 17, 1992
Firm profile
FINTRXOverview
D & D Securities, Inc. is registered with the SEC and was first registered in 1992. The entity is organized as a corporation and is listed as individually owned. FINTRX classifies the firm as unclassified and provides minimal public detail about its business activities, client base, fee arrangements or advisory offerings. The snapshot indicates the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state or newly formed adviser. There are no related-adviser or pension-consultant designations reported. The limited disclosures in the record suggest D & D Securities, Inc. maintains a low public profile and does not publicly publish typical advisory or investment mandates. Where available items are blank in the FINTRX snapshot, it indicates the firm either does not engage in those activities at scale or has chosen not to report them through the source used here.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Mark Schepps
Chief Compliance OfficerCRD 2042034
Contacts
3 of 29Bruce Butler
ClerkCRD 1568629
James Kelly
ClerkCRD 1666707
Daniel Ribecchi
ClerkCRD 1751940
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 2929 Walnut St
- Time zone
- ET (UTC-5)
- Office locations
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