D & D Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
31470
Registered since
July 17, 1992

Firm profile

FINTRX

Overview

D & D Securities, Inc. is organized as a corporation and has been SEC-registered since 1992. The firm is held by an individual owner and is classified in the dataset as "Unclassified." Recorded attributes indicate it does not function as a capital allocator and it is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, or a pension consultant. The dataset does not include descriptions of the firm's advisory activities, client segments, or fee schedule.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Schepps

    Chief Compliance OfficerCRD 2042034

Contacts

3 of 29
  • Bruce Butler

    ClerkCRD 1568629

  • James Kelly

    ClerkCRD 1666707

  • Daniel Ribecchi

    ClerkCRD 1751940

Unlock 26 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth