D & D Securities, Inc.
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 31470
- Registered since
- July 17, 1992
Firm profile
FINTRXOverview
D & D Securities, Inc. is organized as a corporation and has been registered with the SEC since 1992. The firm is held by an individual owner and does not sit within a standard public classification in the FINTRX record. Available regulatory metadata indicates the firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not include a description of the firm’s advisory activities, client types, fee structure, or business lines, so public-facing investment focus and service offerings are not documented in the source record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Mark Schepps
Chief Compliance OfficerCRD 2042034
Contacts
3 of 29Matthew Plunkett
Floor BrokerCRD 5150507
Nicholas Vasiliou
ClerkCRD 5516656
Nicole Irvin
Firm AdministratorCRD 3135315
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 2929 Walnut St
- Time zone
- ET (UTC-5)
- Office locations
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