D & D SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
PHILADELPHIA, Pennsylvania
CRD number
31470
Registered since
July 17, 1992

Firm profile

FINTRX

Overview

D & D Securities, Inc. is organized as a corporation and has been SEC-registered since 1992. The firm is individually owned and is classified in FINTRX as unclassified, with a limited public profile: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, and is not listed as a pension consultant or related adviser. The firm has not provided details about its business activities, advisory services, fee structure, or client segmentation.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MARK SCHEPPS

    Chief Compliance OfficerCRD 2042034

Contacts

3 of 28
  • MATTHEW PLUNKETT

    Floor BrokerCRD 5150507

  • NICHOLAS VASILIOU

    ClerkCRD 5516656

  • JAMES DICICCO

    AdvisorsCRD 5146940

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PHILADELPHIA, PA

PHILADELPHIA

Location

PHILADELPHIA, PA

Headquartered in PHILADELPHIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
PHILADELPHIA
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth