Nasdaq Execution Services, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
59
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
7270
Registered since
February 19, 1987

Firm profile

FINTRX

Overview

Nasdaq Execution Services, LLC is a limited liability company that has been SEC-registered since 1987. The firm is listed with an owner type described as a domestic entity and individual and is categorized as "Unclassified" in the snapshot data. The record indicates the entity does not act as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Brenda Hinton

    Chief Compliance OfficerCRD 3208241

  • Phillip Mackintosh

    Phillip Mackintosh

    Chief EconomistCRD 4802177

  • Sarah Youngwood

    Sarah Youngwood

    Executive Vice President & Chief Financial OfficerCRD 4884918

Contacts

3 of 56
  • Kristian D'agostino

    Kristian D'agostino

    Senior DirectorCRD 5240094

  • Lisa Johnson

    DirectorCRD 4168397

  • Robert Mccooey

    Robert Mccooey

    Vice ChairmanCRD 1291202

Unlock 53 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth