Nasdaq Execution Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
61
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
7270
Registered since
February 19, 1987

Firm profile

FINTRX

Overview

Nasdaq Execution Services, LLC is organized as a limited liability company and appears to operate as an execution-oriented entity rather than a traditional advisory firm. Publicly available summary fields list ownership tied to a domestic corporate entity and to individual owners. The firm is described as unclassified under standard adviser categories and is not identified as a capital allocator or an active ESG investor. There is very little detail about specific advisory activities, fee structures, client types, or investment mandates in the source data. Several profile flags indicate it is not a multi-state adviser, not a pension consultant, and not a related adviser, which reinforces the limited public footprint on typical wealth- or investment-advisory functions.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth