Nasdaq Execution Services, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
59
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
7270
Registered since
February 19, 1987

Firm profile

FINTRX

Overview

Nasdaq Execution Services, LLC is organized as a limited liability company and has been SEC-registered since 1987. The entity is identified as owned by a domestic entity/individual and is marked as "Unclassified" in the source record. The profile indicates the firm is not a capital allocator and is not active on ESG matters; it is also not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm did not supply detail on its client segments, fee schedules, advisory activities, or broader business activities in the record provided. Those omissions, together with the firm's designation as not being a capital allocator, suggest its role is oriented toward execution-related services rather than traditional discretionary asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Phillip Mackintosh

    Phillip Mackintosh

    Chief EconomistCRD 4802177

  • Sarah Youngwood

    Sarah Youngwood

    Executive Vice President & Chief Financial OfficerCRD 4884918

  • Brenda Hinton

    Chief Compliance OfficerCRD 3208241

Contacts

3 of 56
  • David Valovcin

    David Valovcin

    AVPCRD 4992756

  • Therese Belnap

    Therese Belnap

    Sales ExecutiveCRD 7726029

  • Ilene Taylor

    Associate DirectorCRD 1733417

Unlock 53 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth