Nasdaq Execution Services, LLC
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 7270
- Registered since
- February 19, 1987
- Website
- www.nasdaq.com
Firm profile
FINTRXOverview
Nasdaq Execution Services, LLC is organized as a limited liability company and has been SEC-registered since 1987. The entity is identified as owned by a domestic entity/individual and is marked as "Unclassified" in the source record. The profile indicates the firm is not a capital allocator and is not active on ESG matters; it is also not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm did not supply detail on its client segments, fee schedules, advisory activities, or broader business activities in the record provided. Those omissions, together with the firm's designation as not being a capital allocator, suggest its role is oriented toward execution-related services rather than traditional discretionary asset management.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Phillip Mackintosh
Chief EconomistCRD 4802177

Sarah Youngwood
Executive Vice President & Chief Financial OfficerCRD 4884918
Brenda Hinton
Chief Compliance OfficerCRD 3208241
Contacts
3 of 56
David Valovcin
AVPCRD 4992756

Therese Belnap
Sales ExecutiveCRD 7726029
Ilene Taylor
Associate DirectorCRD 1733417
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 2929 Walnut St
- Time zone
- ET (UTC-5)
- Office locations
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