Nasdaq Execution Services, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
60
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
7270
Registered since
February 19, 1987

Firm profile

FINTRX

Overview

Nasdaq Execution Services, LLC is organized as a limited liability company and is recorded as an SEC-registered entity since 1987. Public filings identify ownership as both a domestic corporate entity and individuals. The firm is classified as unclassified in available records and does not present itself as a capital allocator or a pension consultant. It does not report activity as an ESG investor, is not listed as a multistate investment adviser, and is not described as a related adviser in the data provided. The firm has provided minimal disclosure about its specific business lines, advisory activities, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Phillip Mackintosh

    Phillip Mackintosh

    Chief EconomistCRD 4802177

  • Sarah Youngwood

    Sarah Youngwood

    Executive Vice President & Chief Financial OfficerCRD 4884918

  • Brenda Hinton

    Chief Compliance OfficerCRD 3208241

Contacts

3 of 57
  • David Valovcin

    David Valovcin

    AVPCRD 4992756

  • Therese Belnap

    Therese Belnap

    Sales ExecutiveCRD 7726029

  • Ilene Taylor

    Associate DirectorCRD 1733417

Unlock 54 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth