CWS FINANCIAL ADVISORS LLC
Firm details
- Headquarters
- KALAMAZOO, Michigan
- CRD number
- 297000
- Registered since
- May 23, 2018
- Website
- cwsfinancialadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.71%
- Individuals13.23%
- Charitable Organizations1.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
CWS Financial Advisors LLC is an independent, owner-operated registered investment adviser organized as an LLC and registered with the SEC in 2018. The firm serves individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its billing mixes AUM-based fees with hourly and fixed-fee arrangements. CWS does not identify as an active ESG investor and is not flagged as a multi-state adviser in the source data. The firm is not structured as a capital allocator; its model emphasizes delivering advice and managing client accounts rather than operating proprietary pooled funds or acting as a fund manager. Custody and execution are concentrated through major custodians (see Assets & Accounts).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities16%
- Cash & Cash Equivalents8%
- Other1%
Owners & executives
2 of 2CORY WIETFELDT
Principal And Chief Compliance OfficerCRD 2423429
CHRISTINE BATTS
Chief Operating OfficerCRD 6383766
Contacts
3 of 4LINDSEY SPLENDORIO
PrincipalCRD 4529622
JOSEPH SPLENDORIO
PrincipalCRD 4532290
WILLIAM ROBERTS
Financial AdvisorCRD 7400719
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$248M in ETFs
60%
$149M
34%
$99.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $31.4M | 443,136 | 12.65% |
Location
KALAMAZOO, MI
KALAMAZOO
Location
KALAMAZOO, MI
Headquartered in KALAMAZOO, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- KALAMAZOO
- Address
- 405 W Michigan Ave
- Time zone
- ET (UTC-5)
- Office locations
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