LONG ROAD INVESTMENT COUNSEL, LLC

RIASEC RegisteredEst. 2014
Total AUM
$346M
Discretionary
$346M
100% of AUM
Avg account
$3.3M
Accounts
104
Employees
2
Advisory reps
2

Firm details

Headquarters
KALAMAZOO, Michigan
CRD number
171343
Registered since
May 9, 2014
Custodians
PNC INVESTMENTS LLC, WILLIAM BLAIR
Fee structure
Percentage of AUM
Client types
  • HNWI99.61%
  • Individuals0.39%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Long Road Investment Counsel, LLC is a privately owned registered adviser formed in 2014 that focuses on portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and reports an ownership structure characterized as individually owned. Its stated client base is individual and family investors, and its advisory practice centers on discretionary management rather than pension consulting or multi-state institutional mandates. Long Road does not identify itself as an active ESG investor in the available filings. The firm's asset allocation tilt is toward publicly traded equities, with exchange-traded securities noted as the dominant asset type across its managed portfolios. Advisory services emphasize personalized portfolio management rather than wholesale capital allocation or third-party fund-of-fund management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Cash & Cash Equivalents 16%, Investment Grade Corp Bonds 1%84%
  • Exchange Traded Equities84%
  • Cash & Cash Equivalents16%
  • Investment Grade Corp Bonds1%

Contacts

2 of 2
  • MARILEE BARTL

    Investment Advisor RepresentativeCRD 4928965

  • CHARLES WATTLES

    PresidentCRD 1315433

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$5.3M in ETFs

Passive

100%

$5.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$1.7M2,67933.11%

Location

Primary office

KALAMAZOO, MI

KALAMAZOO

Location

KALAMAZOO, MI

Headquartered in KALAMAZOO, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.

Metro area
Kalamazoo-Battle Creek-Portage, MI
Region
Midwest
County
KALAMAZOO
Address
107 W Michigan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth