CTL Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
147369
Registered since
August 14, 2008

Firm profile

FINTRX

Overview

CTL Securities LLC is organized as a limited liability company and is owned by a mix of a domestic entity and an individual. The firm is classified as Unclassified in the source data. It does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Several typical firm descriptors—client types, fee structure, business and advisory activities—are not specified in the available record. The data set contains no detail about investment mandates, product shelf, or target client segments. That limits what can be said about how the firm positions itself in the market or the strategies it pursues.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • Richard Wheeless

    Richard Wheeless

    DirectorCRD 832831

  • John Inglesby

    Registered RepresentativeCRD 1034624

  • Michael Kraus

    Michael Kraus

    Compliance OfficerCRD 1270274

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
521 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth