CRAMER ROSENTHAL MCGLYNN LLC

RIASEC RegisteredEst. 1983
Total AUM
$2.3B
Discretionary
$1.7B
77% of AUM
Avg account
$8M
Accounts
283
Employees
24
Advisory reps
4

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
107911
Registered since
June 13, 1983
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies40.48%
  • Other29.26%
  • State / Municipal Government8.73%
  • HNWI8.49%
  • Pooled Investment Vehicles6.32%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cramer Rosenthal Mcglynn LLC is a limited liability company that has been registered with the SEC since 1983. The firm operates as a hedge fund-style adviser serving both individual/family and institutional clients. Its advisory scope includes portfolio management for individuals and small businesses, investment companies, pooled investment vehicles and institutions. Compensation is by a combination of a percentage of assets under management and performance-based fees. The firm identifies as an active ESG investor and has served as sponsor, general partner and managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 4%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents4%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • STEVEN FELLIN

    Vice President, Chief Financial OfficerCRD 1789903

  • CHRISTOPHER BARNETT

    Co-CEOCRD 2936955

  • STEPHEN GAETA

    Chief Compliance OfficerCRD 6871018

Contacts

1 of 1
  • BRIAN HARVEY

    Equity Portfolio ManagerCRD 3131269

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$1.8M in ETFs

Passive

100%

$1.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$877K9,57050.00%

Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
300 First Stamford Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth