Clear Harbor Asset Management, LLC

RIASEC Registered

Total AUM

$2.1B

Discretionary

$2B

100% of AUM

Avg account

$1.1M

Accounts

1,865

Employees

Advisory reps

Firm details

Headquarters: Stamford, Connecticut
CRD number: 152242
Registered since: November 20, 2009
Website: clearharboram.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI83.98%
Individuals6.62%
Corporations / Businesses3.71%
Charitable Organizations2.42%
Pooled Investment Vehicles1.73%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Clear Harbor Asset Management, LLC is an independent, owner-operated registered investment adviser organized as an LLC. The firm is SEC-registered and first registered in 2009. It positions itself as a capital allocator serving both individual and family clients and institutional investors, offering fee models that include percentage-of-AUM, fixed fees, and performance-based fees. Core advisory services include financial planning, discretionary portfolio management for individuals, small businesses and pooled investment vehicles, portfolio management for institutions and businesses, and selection of subadvisers. Clear Harbor also serves as sponsor, general partner and managing member of pooled vehicles and identifies as an active ESG investor.