Clear Harbor Asset Management, LLC

RIASEC RegisteredEst. 2009

Total AUM

$2.1B

Discretionary

$2B

100% of AUM

Avg account

$1.1M

Accounts

1,865

Employees

24

Advisory reps

16

Firm details

Headquarters: Stamford, Connecticut
CRD number: 152242
Registered since: November 20, 2009
Website: clearharboram.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI83.98%
Individuals6.62%
Corporations / Businesses3.71%
Charitable Organizations2.42%
Pooled Investment Vehicles1.73%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Clear Harbor Asset Management, LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2009. The firm advises both individual/family and institutional clients and acts as a capital allocator that sponsors and manages pooled vehicles. Its services include financial planning, discretionary portfolio management across individuals, businesses and pooled vehicles, and selection of third‑party advisers. Fee arrangements range from asset‑based fees and fixed fees to performance‑based fees. The firm identifies as an active ESG investor and was named to Forbes’ America’s Top RIA Firms list in 2023.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities68%
Public Funds/Mutual Funds22%
US Government Bonds3%
Cash & Cash Equivalents3%
State & Local Bonds1%

Owners & executives

3 of 3

Aaron Kennon
Co-Founder & CEOCRD 2877705
Ian Armstrong
Co-Founder & Chief Operating OfficerCRD 4901391
Denise Adamczyk
Chief Compliance OfficerCRD 2859934

Contacts

3 of 13

Scott Bogan
Portfolio ManagerCRD 2763347
Jeb Armstrong
Vice President, Wealth ManagementCRD 2994929
Matthew Sexton
DirectorCRD 2906497

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 121

Active vs passive

$323M in ETFs

Passive

92%

$296M

Active

3%

$27.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$51.3M	68,749	15.87%

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Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Fairfield
Address: 263 Tresser Blvd
Time zone: ET (UTC-5)
Office locations

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