CLEAR HARBOR ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2009

Total AUM

$2.1B

Discretionary

$2B

100% of AUM

Avg account

$1.1M

Accounts

1,865

Employees

Advisory reps

Firm details

Headquarters: STAMFORD, Connecticut
CRD number: 152242
Registered since: November 20, 2009
Website: clearharboram.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI83.98%
Individuals6.62%
Corporations / Businesses3.71%
Charitable Organizations2.42%
Pooled Investment Vehicles1.73%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Clear Harbor Asset Management, LLC is an independent, SEC-registered RIA that has been operating since 2009 and is owned by an individual principal. The firm manages both individual/family and institutional relationships and positions itself as a capital allocator that blends direct portfolio management with selection of outside managers. Its advisory services span financial planning, discretionary portfolio management for individuals, small businesses and pooled vehicles, and institutional advisory work. Clear Harbor also acts as a sponsor/GP/managing member of pooled vehicles, and its fee arrangements include percentage-of-AUM, fixed fees and performance-based fees. The firm identifies as an active ESG investor and integrates environmental, social or governance considerations into its investment approach. Clear Harbor received recognition on Forbes’ America’s Top RIA Firms list in 2023.