Clear Harbor Asset Management, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 152242
- Registered since
- November 20, 2009
- Website
- clearharboram.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI83.98%
- Individuals6.62%
- Corporations / Businesses3.71%
- Charitable Organizations2.42%
- Pooled Investment Vehicles1.73%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Clear Harbor Asset Management, LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2009. The firm advises both individual/family and institutional clients and acts as a capital allocator that sponsors and manages pooled vehicles. Its services include financial planning, discretionary portfolio management across individuals, businesses and pooled vehicles, and selection of third‑party advisers. Fee arrangements range from asset‑based fees and fixed fees to performance‑based fees. The firm identifies as an active ESG investor and was named to Forbes’ America’s Top RIA Firms list in 2023.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Public Funds/Mutual Funds22%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Owners & executives
3 of 3
Ian Armstrong
Co-Founder & Chief Operating OfficerCRD 4901391
Aaron Kennon
Co-Founder & CEOCRD 2877705
Denise Adamczyk
Chief Compliance OfficerCRD 2859934
Contacts
3 of 13
Robert Dalldorf
Portfolio ManagerCRD 1032469
Michael Scholten
Investment managerCRD 2218361
Scott Bogan
Portfolio ManagerCRD 2763347
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 121Active vs passive
$323M in ETFs
92%
$296M
3%
$27.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $51.3M | 68,749 | 15.87% |
Location
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 263 Tresser Blvd
- Time zone
- ET (UTC-5)
- Office locations
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