One River Asset Management, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 167835
- Registered since
- July 9, 2013
- Website
- www.oneriveram.com
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles73.2%
- Corporations / Businesses26.8%
- Services
- Portfolio Management for Pooled Investment VehiclesPublication of Periodicals
Firm profile
FINTRXOverview
One River Asset Management, LLC is a privately held hedge-fund manager that has been SEC-registered since 2013. The firm operates as an LLC and serves primarily institutional clients, managing pooled investment vehicles and acting in commodity pool operator/commodity trading advisor (CPO/CTA) capacities. Its advisory activities include portfolio management for funds it runs and the publication of periodicals or newsletters for investors. Compensation is tied to a traditional manager model that combines a percentage-of-assets fee with performance-based fees. The firm does not position itself as an ESG investor and is not organized as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds60%
- Cash & Cash Equivalents39%
- Derivatives1%
Owners & executives
3 of 4
Stephen Prajna
Deputy Chief Investment OfficerCRD 5299958
C Peters
CEO & Chief Investment OfficerCRD 2203821
William Wallin
Chief Compliance OfficerCRD 2751517
Contacts
3 of 5Craig Peters
TrusteeCRD 4156342
Patrick Kazley
PresidentCRD 6354988
Geoffrey Grant
MemberCRD 1502750
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$11.4M in ETFs
100%
$11.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $9.6M | 12,856 | 84.41% |
Location
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 2200 Atlantic St
- Time zone
- ET (UTC-5)
- Office locations
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