Cosner Financial Group, LLC

RIASEC Registered
Total AUM
$370M
Discretionary
$368M
100% of AUM
Avg account
$373K
Accounts
991
Employees
5
Advisory reps
4

Firm details

Headquarters
Windsor, Colorado
CRD number
147942
Registered since
April 22, 2015
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.89%
  • Individuals24.43%
  • Corporations / Businesses18.68%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cosner Financial Group, LLC is an independent, privately owned RIA that provides financial planning and portfolio management for individuals, small businesses, and institutional clients. The firm is registered with the SEC (registered in 2015). Its billing model blends asset-based fees with hourly and fixed-fee arrangements, reflecting a mix of ongoing advisory relationships and project work. Services explicitly listed include financial planning and discretionary portfolio management for both individual/family and business/institutional clients. The firm does not identify as an active ESG investor and does not appear to operate as a capital allocator, instead sourcing external managers for alternative exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Public Funds/Mutual Funds 40%, Cash & Cash Equivalents 7%, Other 1%52%
  • Exchange Traded Equities52%
  • Public Funds/Mutual Funds40%
  • Cash & Cash Equivalents7%
  • Other1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$199M in ETFs

Passive

100%

$198M

Active

1%

$994K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES S&P 500 VALUE ETF (IVE)BlackRockPassiveLarge Value$30.2M88,45715.18%

Location

Primary office

Windsor, CO

Weld

Location

Windsor, CO

Headquartered in Windsor, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Weld
Address
628 Main St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth