HELM INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- DENVER, Colorado
- CRD number
- 141773
- Registered since
- October 6, 2006
- Website
- helminvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals92.96%
- HNWI7.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Helm Investment Management, LLC is an independent, owner-operated registered investment adviser that has been active since 2006. The firm predominantly serves individual and family clients, offering financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees and hourly billing. Helm does not position itself as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds58%
- Exchange Traded Equities30%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1PETER QUINN
Principal and Chief Investment OfficerCRD 5998197
Contacts
1 of 1JAY MCCORMICK
Investment AdvisorCRD 5216989
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DENVER, CO
DENVER
Location
DENVER, CO
Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- DENVER
- Address
- 3017 E 2nd Ave
- Time zone
- MT (UTC-7)
- Office locations
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