Cook Pine Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
152365
Registered since
January 23, 2013

Firm profile

FINTRX

Overview

Cook Pine Securities LLC is a limited liability company that appears in SEC registries with an original registration date in 2013. Public disclosures identify the owner type as a combination of a domestic entity and an individual, and the firm is listed with an "Unclassified" industry designation. Filings in the dataset mark the firm as not acting as a capital allocator and not participating as an active ESG investor. It is also not identified as a multi-state adviser, a pension consultant, or a related adviser. The dataset contains very little description of the firm's business activities, advisory services, client types, or manager allocation preferences. That lack of detailed public information makes it difficult to characterize Cook Pine Securities’ investment philosophy, product shelf, or the primary client segments it serves.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Stephenson

    Michael Stephenson

    Co-Chief Investment OfficerCRD 2569736

  • Karen Gendron

    CFOCRD 1503330

Contacts

2 of 2
  • Eiichiro Kuwana

    Eiichiro Kuwana

    President & Founding PrincipalCRD 2272620

  • Yumi Kuwana

    Yumi Kuwana

    Founding PrincipalCRD 1606505

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth