Cook Pine Securities LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 152365
- Registered since
- January 23, 2013
Firm profile
FINTRXOverview
Cook Pine Securities LLC is organized as a limited liability company and is registered with the SEC as of 2013. Public filings list the firm's ownership as a combination of a domestic entity and an individual and classify the adviser as "unclassified" rather than under a more specific RIA category. The firm does not describe itself as a capital allocator, and it does not identify as an active ESG investor. It is not registered as a multi‑state adviser, and filings indicate it is not set up as a pension consultant or a related adviser. The public record contains no detail on the firm's client segmentation, fee schedule, advisory services, or investment strategies.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Karen Gendron
CFOCRD 1503330

Michael Stephenson
Co-Chief Investment OfficerCRD 2569736
Contacts
2 of 2
Eiichiro Kuwana
President & Founding PrincipalCRD 2272620

Yumi Kuwana
Founding PrincipalCRD 1606505
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 2 Sound View Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Skyworks Securities, LLC
Broker-DealerGreenwich, CT
Shearman, Ralston Inc.
Broker-DealerGreenwich, CT
M.M. Dillon & Co LLC
Broker-DealerGreenwich, CT
BCP Securities, Inc.
Broker-DealerGreenwich, CT
Stone Key Securities LLC
Broker-DealerGreenwich, CT
Bitooda Technologies LLC
Broker-DealerGreenwich, CT