Cook Pine Securities LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 152365
- Registered since
- January 23, 2013
Firm profile
FINTRXOverview
Cook Pine Securities LLC is a limited liability company that appears in SEC registries with an original registration date in 2013. Public disclosures identify the owner type as a combination of a domestic entity and an individual, and the firm is listed with an "Unclassified" industry designation. Filings in the dataset mark the firm as not acting as a capital allocator and not participating as an active ESG investor. It is also not identified as a multi-state adviser, a pension consultant, or a related adviser. The dataset contains very little description of the firm's business activities, advisory services, client types, or manager allocation preferences. That lack of detailed public information makes it difficult to characterize Cook Pine Securities’ investment philosophy, product shelf, or the primary client segments it serves.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Michael Stephenson
Co-Chief Investment OfficerCRD 2569736
Karen Gendron
CFOCRD 1503330
Contacts
2 of 2
Eiichiro Kuwana
President & Founding PrincipalCRD 2272620

Yumi Kuwana
Founding PrincipalCRD 1606505
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 2 Sound View Dr
- Time zone
- ET (UTC-5)
- Office locations
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