Cook Pine Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
152365
Registered since
January 23, 2013

Firm profile

FINTRX

Overview

Cook Pine Securities LLC is organized as a limited liability company and is listed in commercial datasets with minimal public disclosure. The firm’s ownership structure is recorded as a combination of a domestic entity and an individual. In the available profile the firm is classified as “Unclassified,” and there are no indications that it functions as a capital allocator or that it offers pension consulting or related-adviser services. Available data also indicate the firm does not identify as an active ESG investor and is not described as a multi-state or newly formed adviser. Key operational details such as formal business activities, advisory services offered, fee schedules and client segments are not specified in the source dataset.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Karen Gendron

    CFOCRD 1503330

  • Michael Stephenson

    Michael Stephenson

    Co-Chief Investment OfficerCRD 2569736

Contacts

2 of 2
  • Eiichiro Kuwana

    Eiichiro Kuwana

    President & Founding PrincipalCRD 2272620

  • Yumi Kuwana

    Yumi Kuwana

    Founding PrincipalCRD 1606505

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth