Commonwealth Pharma Securities

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Marshfield, Massachusetts
CRD number
121990
Registered since
January 8, 2003

Firm profile

FINTRX

Overview

Commonwealth Pharma Securities is organized as a limited liability company and is registered with the SEC since 2003. Ownership is listed as an individual rather than a corporate or institutional owner, and regulatory records classify the firm as "unclassified." Filings provide very limited operational detail: the firm is not identified as a capital allocator, does not self-report active ESG investing, is not designated a multi-state adviser, and is not flagged as a pension consultant or related adviser. There are no substantive descriptions of its advisory activities, client segments, fee models, or investment process in the available records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Peter Flynn

    FinOpCRD 2655124

  • Jonathan Thomas

    Registered RepresentativeCRD 1374060

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Marshfield, MA

Plymouth

Location

Marshfield, MA

Headquartered in Marshfield, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
2016 Ocean St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth