Commonwealth Pharma Securities

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Marshfield, Massachusetts
CRD number
121990
Registered since
January 8, 2003

Firm profile

FINTRX

Overview

Commonwealth Pharma Securities is organized as a limited liability company and is registered with the SEC since 2003. FINTRX identifies the owner type as an individual and classifies the firm as "Unclassified." The profile contains minimal information about the firm's business model: there are no documented advisory activities, fee arrangements, or stated client segments in the FINTRX record. The dataset notes that the firm does not act as a capital allocator and is not marked as an active ESG investor. It is also not designated as a multi-state adviser or a newly formed adviser. Those flags suggest the entity either operates outside the conventional RIA model captured by FINTRX or does not currently maintain typical advisory operations that would generate public disclosures.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Jonathan Thomas

    Registered RepresentativeCRD 1374060

  • Peter Flynn

    FinOpCRD 2655124

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Marshfield, MA

Plymouth

Location

Marshfield, MA

Headquartered in Marshfield, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
2016 Ocean St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth