COLONIAL SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1973
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
3013
Registered since
July 1, 1973

Firm profile

FINTRX

Overview

Colonial Securities, Inc. is a corporation that has been SEC-registered since 1973. The firm is listed as individually owned and classified as "unclassified" in the FINTRX snapshot. Available records do not describe the firm's client segments, fee model, advisory services, or specific business lines. FINTRX indicates Colonial Securities, Inc. is not a capital allocator and is not identified as an active ESG investor. The firm is not flagged as a multi‑state adviser, a newly formed adviser, a pension consultant, or a related adviser. Beyond registration details and basic ownership status, the public profile contains very limited operational or investment information.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • BIYAO FUNG

    Administrative AssistantCRD 5669489

  • RICHARD WONG

    Investment AdvisorCRD 2308477

  • DAVID WONG

    PresidentCRD 2095703

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
80 Bowery
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth