Cohen & Company Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
100
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
149758
Registered since
June 18, 2009

Firm profile

FINTRX

Overview

Cohen & Company Securities, LLC is organized as a limited liability company and is registered with the SEC since 2009. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. The firm's profile does not present customary adviser attributes: it is not identified as a multi-state adviser, not flagged as an active ESG investor, and is not positioned as a pension consultant or related adviser. Fields for business activities and advisory activities are not populated in the FINTRX snapshot, so there is no publicly listed description of ongoing advisory mandates or product lines beyond its investment bank classification.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 7
  • Jennifer Drake

    Jennifer Drake

    Chief Strategy OfficerCRD 2781018

  • Lester Brafman

    Lester Brafman

    Chief Executive OfficerCRD 1895749

  • Katharine Vacca

    Katharine Vacca

    Chief Compliance OfficerCRD 1821586

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Contacts

3 of 93
  • Morgan McKee

    Morgan McKee

    Analyst, Investment BankingCRD 8163450

  • Steven Weiner

    Steven Weiner

    Managing DirectorCRD 6095283

  • John Butler

    John Butler

    Managing DirectorCRD 6586143

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
3 Columbus Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth