Clsa Americas, LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Accounts
0
Employees
61
Advisory reps
68
Brokerage reps
61
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
165533
Registered since
February 15, 2013
Fee structure
Commissions, Other

Firm profile

FINTRX

Overview

Clsa Americas, LLC is organized as a limited liability company and is primarily described in filings as a broker-dealer serving institutional clients. The firm appears in SEC records dating back to 2013. Its commercial model is fee-based through commissions and other non-disclosed fee arrangements rather than operating as a traditional capital allocator. FINTRX classification does not show activity as an active ESG investor, a multi-state registered adviser, a pension consultant, or a related adviser. Regulatory and activity fields also list affiliations beyond brokerage: the firm is associated with roles such as other investment adviser and sponsor/GP/managing member of pooled investment vehicles, indicating involvement with pooled-product sponsorship or management in addition to intermediary brokerage services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • William Holub

    William Holub

    CFOCRD 2680290

  • Weiwei Chen

    Weiwei Chen

    Chief Liaison OfficerCRD 7117367

  • Andrew Hilton

    Andrew Hilton

    COOCRD 6657192

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Contacts

3 of 64
  • Bruce Clayton

    Bruce Clayton

    Managing DirectorCRD 2358950

  • Vivek Arora

    DirectorCRD 4859602

  • Peter Smith

    Registered RepresentativeCRD 6540897

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1155 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth