Clearpool Execution Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
35
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
168490
Registered since
April 8, 2014

Firm profile

FINTRX

Overview

Clearpool Execution Services, LLC is organized as a limited liability company and is identified in the dataset as having both domestic entity and individual ownership. The firm is categorized as Unclassified in the available records, and the profile supplied contains minimal operational detail — there are no disclosed descriptions of advisory activities, fee models, or client segments. The snapshot flags in the dataset indicate several negative assertions rather than active lines of business: the firm is not listed as a capital allocator, does not identify as an active ESG investor, is not a multistate adviser, is not newly formed, does not act as a pension consultant, and is not marked as a related adviser. Those data points suggest Clearpool Execution Services does not present itself in the dataset as a multi-jurisdictional advisory platform, a public ESG allocator, or a provider of broad outsourced-asset allocation services, but specific product and service offerings are not provided. FINTRX did not supply information on activities, affiliations, or other operational particulars, so there is limited ability to infer investment strategy, target clients, or distribution model from the available record.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Joel Quall

    Joel Quall

    Chief Financial OfficerCRD 5064884

Contacts

3 of 34
  • John Monahan

    John Monahan

    AssociateCRD 6746763

  • Christopher Locicero

    Christopher Locicero

    Senior Vice PresidentCRD 2315725

  • Michael Coppins

    DirectorCRD 4537128

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth