Cicc US Securities, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
143221
Registered since
August 21, 2007

Firm profile

FINTRX

Overview

Cicc US Securities, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 2007 and is owned by a combination of a domestic entity and an individual. The dataset characterizes the company as not operating as a capital allocator and not functioning as a multi-state or related investment adviser; it is also identified as not being an active ESG investor or a pension consultant. Specifics about its fee model, client types, and detailed business or advisory activities were not provided in the source material. The combination of an investment-bank classification and the absence of reported advisory activity suggests the firm operates on the capital-markets/broker-dealer side of financial services rather than as a discretionary asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 29
  • Shen Hu

    ControllerCRD 7788243

  • Xian Zhang

    Xian Zhang

    Senior AssociateCRD 7824293

  • Funa Yang

    ControllerCRD 7514067

Unlock 26 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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