Cicc US Securities, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
143221
Registered since
August 21, 2007

Firm profile

FINTRX

Overview

Cicc US Securities, Inc. is a corporate investment bank that registered with the SEC in 2007. The firm is organized as a domestic entity with individual ownership elements and is classified primarily as an investment bank rather than a registered advisory capital allocator. The snapshot of firm attributes identifies it as not being an active ESG investor, not a multi-state adviser, not newly formed, and not positioned as a pension consultant or related adviser. Public-facing details about its advisory activities, client types, fee model, and specific business lines are limited in the source data. Given its classification and the absence of AUM or managed-account activity, the firm appears to operate in broker-dealer / capital markets roles rather than as a traditional wealth manager or discretionary asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 29
  • Shen Hu

    ControllerCRD 7788243

  • Xian Zhang

    Xian Zhang

    Senior AssociateCRD 7824293

  • Funa Yang

    ControllerCRD 7514067

Unlock 26 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth