CICC US SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
143221
Registered since
August 21, 2007

Firm profile

FINTRX

Overview

Cicc US Securities, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm registered with the SEC in 2007. Ownership is listed as a combination of a domestic entity and an individual. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Detailed descriptions of the firm’s client makeup, fee schedules, specific business lines, and advisory services were not supplied in the source material. The firm also did not provide information under activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 27
  • Shen Hu

    ControllerCRD 7788243

  • XIAN ZHANG

    Senior AssociateCRD 7824293

  • Funa Yang

    ControllerCRD 7514067

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth