Chaince Securities, LLC

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
10590
Registered since
April 23, 1982

Firm profile

FINTRX

Overview

Chaince Securities, LLC is organized as a limited liability company and has been SEC-registered since 1982. Ownership is recorded as a domestic entity and individual ownership structure. The firm is classified as unclassified in the available data and is not identified as a capital allocator. It does not report being an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm did not provide further detail on its specific business or advisory activities in the source material.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

  • Steven Hurwitz

    Steven Hurwitz

    Chief Compliance OfficerCRD 2645373

Contacts

3 of 10
  • Robert Hennessey

    Robert Hennessey

    Registered RepresentativeCRD 1998770

  • Marc Pfeffer

    Marc Pfeffer

    Registered RepresentativeCRD 2060346

  • H. Chen-oster

    H. Chen-oster

    Registered RepresentativeCRD 2348543

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth