Chaince Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
10590
Registered since
April 23, 1982

Firm profile

FINTRX

Overview

Chaince Securities, LLC is organized as a limited liability company and is classified in the record as an investment bank. Public filings and the snapshot data provide very little detail on client segments, fee schedules, or the firm’s day-to-day advisory activities. The firm is not identified as a capital allocator, is not active on ESG mandates, and does not appear as a multistate adviser, pension consultant, or related adviser in the available summary. The ownership is listed as a combination of a domestic entity and an individual, but there are no named principals or descriptions of business lines in the provided material. Where the firm’s strategic focus or target client types would normally be described, the record is silent.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

  • Steven Hurwitz

    Steven Hurwitz

    Chief Compliance OfficerCRD 2645373

Contacts

3 of 10
  • Robert Hennessey

    Robert Hennessey

    Registered RepresentativeCRD 1998770

  • Marc Pfeffer

    Marc Pfeffer

    Registered RepresentativeCRD 2060346

  • H. Chen-oster

    H. Chen-oster

    Registered RepresentativeCRD 2348543

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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