CG Compass (USA) LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
129837
Registered since
May 26, 2004

Firm profile

FINTRX

Overview

CG Compass (USA) LLC is organized as a limited liability company and is recorded in FINTRX as an SEC-registered adviser since 2004. The ownership is listed as a mix of a domestic entity and an individual. The data classifies the firm as Unclassified and indicates it does not act as a capital allocator, is not an active ESG investor, and is not a pension consultant or related adviser. The firm has not provided substantive disclosure about its client mix, fee schedules, core business activities or specific advisory services to FINTRX. FINTRX also marks the firm as not a multi-state adviser, although other location data in the record shows multiple physical offices (see Location & Offices).

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gerard Benares

    Chief Operating OfficerCRD 2031717

  • Pedro Alvizua

    Pedro Alvizua

    Chief Compliance OfficerCRD 6441839

Contacts

3 of 13
  • Juan Rodriguez Osorio

    Juan Rodriguez Osorio

    Managing DirectorCRD 4674397

  • Jennifer Howarth Lima

    Jennifer Howarth Lima

    Compliance PrincipalCRD 2657467

  • Alejandro Vicens

    Alejandro Vicens

    VP, ConsultantCRD 2683751

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
590 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth