Cetera Planning Partners
Firm details
- Headquarters
- Leawood, Kansas
- CRD number
- 129625
- Registered since
- January 16, 2004
- Website
- www.planningretirements.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI80.23%
- Individuals16.49%
- Pension & Profit Sharing Plans1.75%
- Corporations / Businesses1.54%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Cetera Planning Partners is an independent registered investment adviser organized as an LLC and SEC-registered since 2004. The firm serves both individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting, periodic publications, and client education through seminars and workshops. Its fee arrangements include both asset-based fees and fixed fees. The firm maintains a range of industry relationships—listed affiliations include broker-dealers, other investment advisers, registered municipal advisor status, banking and trust institutions, accounting and law firms, insurance companies, and pension consultants. Cetera Planning Partners was recognized on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Public Funds/Mutual Funds13%
- Cash & Cash Equivalents6%
- Other2%
- US Government Bonds1%
Owners & executives
3 of 8
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Kristy Haley
Chief Compliance OfficerCRD 4022155
Kevin Jaegers
Chief Operations OfficerCRD 4794772
Contacts
3 of 55
James Mikesell
Senior Wealth ManagerCRD 5761913
Nancy Luther
Client Relationship ManagerCRD 5840885
Carolyn Vertovec
Investment Adviser RepresentativeCRD 5081034
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 397Active vs passive
$3.7B in ETFs
69%
$2.6B
29%
$1.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $349M | 507,533 | 9.37% |
Location
Leawood, KS
Johnson
Location
Leawood, KS
Headquartered in Leawood, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 11460 Tomahawk Creek Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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