Cetera Planning Partners

RIASEC RegisteredEst. 2004

Total AUM

$4.2B

Discretionary

$4B

97% of AUM

Avg account

$295K

Accounts

14,107

Employees

Advisory reps

Firm details

Headquarters: Leawood, Kansas
CRD number: 129625
Registered since: January 16, 2004
Website: www.planningretirements.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI80.23%
Individuals16.49%
Pension & Profit Sharing Plans1.75%
Corporations / Businesses1.54%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cetera Planning Partners is an independent registered investment adviser organized as an LLC and operating since 2004. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting, and investor education through newsletters and seminars. Its client base spans individuals/families and some institutional relationships. Fee arrangements include both a percentage-of-AUM model and fixed fees. The firm does not self-identify as an active ESG investor and is not classified as a multi-state or newly formed adviser. Cetera Planning Partners was recognized on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities77%
Public Funds/Mutual Funds13%
Cash & Cash Equivalents6%
Other2%
US Government Bonds1%

Owners & executives

3 of 6

Scott Marmo
Founder & CEOCRD 4546005
Kevin Jaegers
Chief Operations OfficerCRD 4794772
Sasha Stewart
Chief Compliance Officer, Director of Financial PlanningCRD 7364311