Ceres Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
South Bend, Indiana
CRD number
269903
Registered since
August 5, 2016

Firm profile

FINTRX

Overview

Ceres Securities, LLC is organized as a limited liability company and has been SEC-registered since 2016. FINTRX classifies the firm as "unclassified" and identifies its ownership as a combination of a domestic entity and an individual. The snapshot flags several operational characteristics: it is not listed as a capital allocator, is not marked as an active ESG investor, is not a multi-state adviser, is not newly formed, and is not identified as a pension consultant or as a related adviser. The source provides limited detail about business lines, fee models, or client segments; the available metadata focuses on regulatory status and a set of binary operational attributes rather than on investment process or client-facing services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 5
  • Barbara Keady

    Barbara Keady

    Director of MarketingCRD 1498972

  • Morgan Marsh

    Morgan Marsh

    Director of Investor RelationsCRD 6520672

  • Perry O'grady

    Perry O'grady

    New Business DevelopmentCRD 6630985

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

South Bend, IN

St Joseph

Location

South Bend, IN

Headquartered in South Bend, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
St Joseph
Address
806 Howard St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth