CERES SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
SOUTH BEND, Indiana
CRD number
269903
Registered since
August 5, 2016

Firm profile

FINTRX

Overview

Ceres Securities, LLC is organized as a limited liability company and has been SEC-registered since 2016. Public disclosures about the firm's business model, advisory activities, client segments, and fee arrangements are minimal to nonexistent in the available dataset. The firm is listed as a domestic entity/individual owner type and is classified as unclassified in the snapshot data. Regulatory flags in the profile indicate the firm does not identify as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and does not present itself as a pension consultant or a related adviser. Those attributes, together with the lack of described advisory activities, suggest limited public-facing activity or limited reporting to the data source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • BARBARA KEADY

    Director of MarketingCRD 1498972

  • EDWARD CORRIGAN

    Vice President of Business DevelopmentCRD 7329830

  • TAMARA SCHOOLEY

    Assistant ControllerCRD 6771423

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SOUTH BEND, IN

ST JOSEPH

Location

SOUTH BEND, IN

Headquartered in SOUTH BEND, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
ST JOSEPH
Address
806 Howard St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth