Ceres Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
South Bend, Indiana
CRD number
269903
Registered since
August 5, 2016

Firm profile

FINTRX

Overview

Ceres Securities, LLC is a limited liability company that registered with the SEC in 2016. Public filings identify its ownership as a combination of a domestic entity and an individual and list its regulatory classification as unclassified. The firm is not designated as a capital allocator and does not report being an active ESG investor or a multi-state adviser. Additional activity flags show it is not a pension consultant, not a related adviser, and not newly formed. Fields for client segments, fee structure, business activities and advisory activities are blank in the available dataset, so the firm has not disclosed its target client types, service model, or fee arrangements in the source provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Barbara Keady

    Barbara Keady

    Director of MarketingCRD 1498972

  • Morgan Marsh

    Morgan Marsh

    Director of Investor RelationsCRD 6520672

  • Perry O'grady

    Perry O'grady

    New Business DevelopmentCRD 6630985

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

South Bend, IN

St Joseph

Location

South Bend, IN

Headquartered in South Bend, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
St Joseph
Address
806 Howard St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth