Ceres Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
South Bend, Indiana
CRD number
269903
Registered since
August 5, 2016

Firm profile

FINTRX

Overview

Ceres Securities, LLC is organized as a limited liability company and is recorded in FINTRX as having mixed ownership characteristics (domestic entity and individual owner). The firm is categorized as unclassified in the snapshot data. Available records do not include descriptive details about its advisory mandate, client segments, or fee schedules. FINTRX flags Ceres Securities as not being a capital allocator and not an active ESG investor; other operational classifications on the snapshot (multi-state adviser, pension consultant, related adviser, newly formed adviser) are also marked negatively.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Barbara Keady

    Barbara Keady

    Director of MarketingCRD 1498972

  • Morgan Marsh

    Morgan Marsh

    Director of Investor RelationsCRD 6520672

  • Perry O'grady

    Perry O'grady

    New Business DevelopmentCRD 6630985

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

South Bend, IN

St Joseph

Location

South Bend, IN

Headquartered in South Bend, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
St Joseph
Address
806 Howard St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth