Ceres Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
South Bend, Indiana
CRD number
269903
Registered since
August 5, 2016

Firm profile

FINTRX

Overview

Ceres Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2016. Public filings in the provided dataset list the owner type as a combination of a domestic entity and an individual. The firm is classified as unclassified in the summary data and does not identify itself as a capital allocator or an active ESG investor. The snapshot also indicates it is not a multi-state adviser, not newly formed, not a pension consultant, and not listed as a related adviser. The dataset includes no detail on the firm’s advisory activities, client segments, fee structure, or broader business lines.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Barbara Keady

    Barbara Keady

    Director of MarketingCRD 1498972

  • Edward Corrigan

    Edward Corrigan

    Vice President of Business DevelopmentCRD 7329830

  • Tamara Schooley

    Tamara Schooley

    Assistant ControllerCRD 6771423

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

South Bend, IN

St Joseph

Location

South Bend, IN

Headquartered in South Bend, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
St Joseph
Address
806 Howard St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth