Cathay Securities, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 21821
- Registered since
- March 11, 1988
- Website
- www.cathaysecurities.com
Firm profile
FINTRXOverview
Cathay Securities, Inc. is organized as a corporation and is recorded with ownership listed as a mix of domestic entity, foreign entity and individual owners. The firm's regulatory classification is listed as unclassified. Available profile data shows it does not operate as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has provided minimal public detail about its business lines, advisory activities, client segments, or fee schedules, so its market positioning and service model cannot be determined from the current disclosure.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Mark Zagotti
CEO & CCOCRD 2534369

Peter Stack
Independent ContractorCRD 4177338
Contacts
3 of 8
Xiaoyu Li
DirectorCRD 7546684
Ruiwen Zeng
Investment Advisory RepresentativeCRD 7604206
Yue Zou
MemberCRD 7528367
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 40 Wall St
- Time zone
- ET (UTC-5)
- Office locations
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