Catalyst Investment Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 298122
- Registered since
- March 23, 2023
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI92.92%
- Individuals7.08%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Catalyst Investment Management LLC is an independent, individual-owned registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small business owners. The firm’s fee model combines a percentage-of-AUM charge with hourly billing for certain services. Catalyst reports being SEC-registered in 2023 and lists an insurance company affiliation among its industry ties. Publicly reported activity shows a clear equity preference and a client focus on private individuals and families rather than institutional or pension consulting.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Non-Exchange Traded Equities17%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Contacts
3 of 3Dawn Atkins
PrincipalCRD 7924578
Thomas Mcenaney
Investment Advisor RepresentativeCRD 1467923
Nicholas Shea
Founder, Co-OwnerCRD 1308350
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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