SAFE HARBOR FIDUCIARY, LLC
Firm details
- Headquarters
- PENSACOLA, Florida
- CRD number
- 169659
- Registered since
- June 29, 2021
- Website
- www.safeharborfiduciary.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI59.92%
- Individuals40.08%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Safe Harbor Fiduciary, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and founded in 2021. The firm is owner-operated and focuses on serving individual and family clients through fee-based relationships that combine percentage-of-AUM billing with the option for fixed fees. Core advisory services are financial planning and portfolio management geared toward individuals and small businesses. The firm does not operate as a capital allocator or a pension consultant; instead, it implements third-party investment vehicles and custodial solutions for client portfolios. Safe Harbor Fiduciary does not self-identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Cash & Cash Equivalents6%
- Derivatives3%
- US Government Bonds2%
- Public Funds/Mutual Funds2%
Owners & executives
1 of 1SCOTT MCCAGHREN
President, CEOCRD 5801543
Contacts
2 of 2Karl Hanna
Financial AdvisorCRD 6810233
HOWARD MARSHALL
Investment Advisor RepresentativeCRD 2121441
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$67M in ETFs
87%
$58.5M
9%
$8.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $14.1M | 21,735 | 21.10% |
Location
PENSACOLA, FL
ESCAMBIA
Location
PENSACOLA, FL
Headquartered in PENSACOLA, FL, anchoring the Pensacola-Ferry Pass, FL-AL metro in the South.
- Metro area
- Pensacola-Ferry Pass, FL-AL
- Region
- South
- County
- ESCAMBIA
- Address
- 700 S Palafox St
- Time zone
- ET (UTC-5)
- Office locations
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