Safe Harbor Fiduciary, LLC
Firm details
- Headquarters
- Pensacola, Florida
- CRD number
- 169659
- Registered since
- June 29, 2021
- Website
- www.safeharborfiduciary.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI59.92%
- Individuals40.08%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Safe Harbor Fiduciary, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2021. The firm serves individual and family clients as well as small-business accounts, offering financial planning and portfolio management. Its compensation blends percentage-of-AUM fees with fixed fees. Safe Harbor reports no active ESG program and is not a multi-state adviser; it also lists affiliations with another investment adviser and an insurance company. Investments appear equity-focused, with exchange-traded securities forming the backbone of portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Cash & Cash Equivalents6%
- Derivatives3%
- US Government Bonds2%
- Public Funds/Mutual Funds2%
Owners & executives
1 of 1
Scott Mccaghren
President, CEOCRD 5801543
Contacts
2 of 2
Karl Hanna
Financial AdvisorCRD 6810233
Howard Marshall
Investment Advisor RepresentativeCRD 2121441
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$87.6M in ETFs
90%
$79M
6%
$8.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $15.8M | 21,187 | 18.07% |
Location
Pensacola, FL
Escambia
Location
Pensacola, FL
Headquartered in Pensacola, FL, anchoring the Pensacola-Ferry Pass, FL-AL metro in the South.
- Metro area
- Pensacola-Ferry Pass, FL-AL
- Region
- South
- County
- Escambia
- Address
- 700 S Palafox St
- Time zone
- ET (UTC-5)
- Office locations
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