FSA INVESTMENT GROUP, LLC

RIASEC RegisteredEst. 2012

Total AUM

$762M

Discretionary

$736M

97% of AUM

Avg account

$6.1M

Accounts

124

Employees

Advisory reps

Firm details

Headquarters: PENSACOLA, Florida
CRD number: 163641
Registered since: April 30, 2012
Website: www.fsa-ig.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Other84.74%
HNWI10.56%
Corporations / Businesses3.34%
Individuals1.36%
Charitable Organizations0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

FSA Investment Group, LLC is an SEC-registered independent advisory firm (registered in 2012) that combines wealth management and brokerage/insurance services for high-net-worth individuals, families and institutional clients. The firm operates as a capital allocator and reports both percentage-of-AUM and fixed-fee billing structures. Its advisory scope on regulatory filings includes financial planning, portfolio management for individuals and small businesses as well as for business or institutional clients, selection of other advisers, and educational seminars/workshops. The firm also operates as an insurance broker and identifies Charles Schwab as its primary custodian relationship. The firm does not position itself as an active ESG investor and is not described as a multi-state adviser on the filing. Ownership is listed as individual-owned, and the firm is classified as an unclassified LLC on public filings.