CAROSA, STANTON & DEPAOLO ASSET MANAGEMENT, LLC

Overview

Carosa, Stanton & Depaolo Asset Management, LLC runs a compact, equity-focused advisory practice that serves both individual/family and institutional clients. The firm has been SEC-registered since 1996 and charges clients on a percentage-of-AUM basis. Its stated advisory activities include discretionary portfolio management for individuals/small businesses, investment companies, businesses or institutions, and pension consulting services. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. Investment posture is tilted toward public equities held in separately managed account structures, with equity exposures forming the single largest allocation. The firm also incorporates fixed income instruments and third-party alternative allocations—primarily private placements—into client portfolios where appropriate, suggesting a willingness to combine liquid, exchange-traded exposures with less-liquid private deals to meet client objectives.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices