Plettenberg Capital Management, LLC

RIASEC Registered

Total AUM

$50.5M

Discretionary

$50.5M

100% of AUM

Avg account

$6.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 342946
Registered since: October 1, 2026
Custodians: CLEAR STREET LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles98.02%
Corporations / Businesses1.98%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Plettenberg Capital Management, LLC is a hedge-fund–classified investment adviser organized as an LLC that registered with the SEC in 2026. The firm serves institutional clients and also provides portfolio management for individuals/small businesses, pooled investment vehicles, and business clients. Its owner profile includes both a domestic entity and an individual, and the firm acts in sponsor/GP/managing-member roles for pooled funds. Compensation is tied to assets under management and performance, reflecting a typical hedge-fund fee alignment. Plettenberg does not identify as an active ESG investor and is not structured as a multi-state adviser.