SEAWAY ADVISORS

RIASEC RegisteredEst. 2015
Total AUM
$50.8M
Discretionary
$50.8M
100% of AUM
Avg account
$541K
Accounts
94
Employees
2
Advisory reps
2

Firm details

Headquarters
FAIRPORT, New York
CRD number
149745
Registered since
March 17, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI58.83%
  • Individuals38.11%
  • Charitable Organizations3.05%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Seaway Advisors is a corporation that has been registered with the SEC since 2015 and is owned by an individual. The firm provides fee-based portfolio management, charging a percentage of assets under management, and serves both individual and family clients as well as institutional clients. Its advisory scope covers portfolio management for individuals and small businesses as well as for businesses or institutions. Seaway Advisors does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Cash & Cash Equivalents 29%, Public Funds/Mutual Funds 11%, US Government Bonds 10%50%
  • Exchange Traded Equities50%
  • Cash & Cash Equivalents29%
  • Public Funds/Mutual Funds11%
  • US Government Bonds10%

Contacts

2 of 2
  • TERRANCE MULHERN

    OwnerCRD 1670284

  • BRADFORD MCADAM

    Managing DirectorCRD 4350691

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FAIRPORT, NY

MONROE

Location

FAIRPORT, NY

Headquartered in FAIRPORT, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
MONROE
Address
1387 Fairport Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth